Structured Notes 101
Understanding Catapult Structured Notes: How the First Observation Date Shapes the Payoff Path
Catapult Notes use the first observation date to shape either an early-call outcome or a potential enhanced participation path.
Tag: Structured Notes
Advisor Insights
Two Ways Advisors Can Use Structured Notes: Layered Vs. Replacement Allocations
Implementing Structured Notes does not need to signal a portfolio overhaul. Advisors can use them to complement an existing exposure or replace part of a sleeve when the trade-offs are…
Structured Notes 101
Understanding Structured Notes: Hard Protection (Buffer)
Hard Protection can help cushion downside within a stated range at maturity, while still leaving investors exposed to losses beyond that threshold.
Structured Notes 101
Types of Structured Notes & How They’re Used in Portfolios
How advisors can match note structures to client objectives, risk tolerance, and market conditions.
Advisor Insights
The AI Revolution Steamrolls Ahead: Stocks Hit Records, Oil Falls, Eyes on Inflation
As stock-bond correlations hit multi-decade highs and equity valuations rival dot-com extremes, May's record-setting rally comes with risks investors shouldn't ignore.
Advisor Insights
How Advisors Can Match Portfolio Challenges to the Right Structured Note Features
The strongest Structured Note conversations begin with the problem inside the portfolio, not the language on the term sheet.
Advisor Insights
April’s Explosive Rally: The Case for Staying Invested with Protection in 2026
After one of the market's best months in years, volatility hasn't gone away — it's just shifted direction. Here's what April's rally means for risk-aware investors and the portfolios built…
Advisor Insights
Principal Protected Notes: The Advisor’s Guide to Downside Protection with Upside Potential
How Principal Protected Structured Notes help advisors shield client capital from market downturns, without sacrificing growth potential.
Advisor Insights
The Asset Allocation Framework Advisors Are Using to Prepare Portfolios for 2026
Savvy financial advisors are using Structured Notes to get around some of the shortcomings of traditional allocation strategies. This summary helps break that down for 2026.
Advisor Insights
HALO Stocks and the New Case for Portfolio Protection
As AI disruption reshapes markets, investors are rotating toward asset-heavy, “undisruptable” companies known as HALO stocks.
Advisor Insights
Taxes, Liquidity, and Advisor Growth For 2026
Tax season and liquidity always goes hand in hand. Ray Denis joins the show to discuss strategies for today's market.
Advisor Insights
Unlocking Opportunity: How Financial Advisors Can Streamline Structured Notes Investing
How modern technology platforms are helping advisors simplify structured notes, reduce operational friction, and deliver more customized client outcomes.
Advisor Insights
Implementing Structured Notes: A Guide To Get Started Today
It's never been easier to protect your portfolio with Structured Notes. This primer offers some simple examples, including how to analyze things.
Advisor Insights
Looking for more predictable portfolio outcomes? Defined-outcome investments, like Structured Notes, can help you reshape your returns by providing downside protection in exchange for a capped upside.
Advisor Insights
More Investors Are Turning to Guaranteed Income Strategies—Here’s Why
In a market defined by volatility and uncertainty, investors are rethinking traditional income strategies. Discover how a smarter, more tactical approach is delivering guaranteed yield—without relying on economic growth or…